Broker Check

Preparing For Your Initial Appointment:

We Are Looking Forward To Seeing You!

Items To Gather Before We Meet:

  • Social Security Statements
  • 401 (k) or Retirement Plan statement
  • Life Insurance Info
  • Any other Investment Statement
  • Estimated Monthly Expenses

Information We Will Need When You Become A Client:

  • Full Name
  • Mailing Address & physical if PO Box
  • E-mail
  • Cell Phone #
  • Social Security #
  • Date of Birth
  • Bank Information
  • Beneficiary Info (name. relationship. date of birth, ss#, & contact info)
  • Drivers License/Government ID

Topic's We Cover:

OUR TOOLS:


  • Adviceworks Client Portal
  • Our Website
  • Money Guide Pro

OUR PRACTICE:


  • Team Members
  • Our Approach

LEARN ABOUT YOU:


  • Investment Objectives
  • Risk Profile
  • Personal Goals
  • Investment Profile/Experience
  • Legal Considerations

COSTS:


  • Advisor Fee
  • Planning Fee
  • Product Fee
  • Paper Statement Fee vs E-delivery (no fee)

Please let us know if you have any other questions while preparing for an appointment with us!