Broker Check

Preparing For Your Annual Review or Service Appointment:

We Are Looking Forward To Seeing You!

Items To Gather/Complete Before We Meet:

  • Social Security Statements
  • 401 (k) or Retirement Plan statement
  • Life Insurance Info
  • Any other Investment Statement
  • Have You Accessed Your Adviceworks Client Portal?
  • Please Verify The Below Info Is all correct In Adviceworks portal:
    • E-mail
    • Cell Phone #
    • Do We Need to Update Your Bank?
    • Beneficiary Info correct? (name, relationship, date of birth, ss#, & contact info)
    • Drivers License/Government ID info?

Appointment Topics:

  • LETS CATCH UP ON YOU:
    • What's on your mind?
    • Any major changes
      (personal/family/career)
    • Any major expenses coming
      up?
    • Changes in 401 (k). pension.
      outside investments. or
      life insurance?
  • RECAP/REVIEW PERFORMANCE
    • Review portfolio
      performance & current
      economic conditions
    • Recap risk
      tolerance/allocation
    • Do we need to make
      any adjustments to your
      plan?
  • PROGRESS TOWARDS GOAL(S):
    • Are your goals
      consistent from the last
      time we met?
    • Adjustments that need
      to be made?

  • TEAM UPDATES:
    • Upcoming events
    • Any other team news

Please let us know if you have any questions while preparing for your appointment!

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